SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
MIDDLETON FRED A

(Last) (First) (Middle)
400 SOUTH EL CAMINO RD
SUITE 1200

(Street)
SAN MATEO CA 99402

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
08/11/2004
3. Issuer Name and Ticker or Trading Symbol
Stereotaxis, Inc. [ STXS ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Series E-2 Common Stock Warrants 01/28/2004 01/27/2009 Common Stock 4,006 10.55 I Sanderling V Limited Partnership
Series E-2 Common Stock Warrants 01/28/2004 01/27/2009 Common Stock 24,501 10.55 I Sanderling Venture Partners V Co-Investment Fund, L.P.
Series E-2 Common Stock Warrants 01/28/2004 01/27/2009 Common Stock 1,896 10.55 I Sanderling Ventures Management V
Explanation of Responses:
Remarks:
This is the third of three Forms 3 filed by the reporting person on the August 11, 2004.
/s/ Fred A. Middleton 08/04/2004
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

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