Form S-1
STEREOTAXIS, INC. filed this Form S-1 on 05/07/2004
Document Outline
Entire Document (2797.5 KB)
Subdocument 1 - S-1 - REGISTRATION STATEMENT
Page 1 - As filed with the Securities and Exchange Commission on May 7, 2004
Page 2 - See Risk Factors on page 7 to read about factors you should consider before buying shares of the com
Page 3 - PROSPECTUS SUMMARY
Page 4 - Our Strategy
Page 5 - Risks
Page 6 - THE OFFERING
Page 7 - SUMMARY FINANCIAL DATA
Page 8 - N/A
Page 9 - RISK FACTORS
Page 10 - You may have difficulty evaluating our business and operating results because we are still in the ea
Page 11 - We may lose or fail to attract physician thought leaders .
Page 12 - We will likely experience long and variable sales cycles, which could result in substantial fluctuat
Page 13 - We have incurred substantial losses in the past and may not be profitable in the future.
Page 14 - Risks associated with international manufacturing and trade could negatively impact the availability
Page 15 - Third parties may assert that we are infringing their intellectual property rights.
Page 16 - Expensive intellectual property litigation is frequent in the medical device industry.
Page 17 - If we fail to obtain or maintain necessary FDA clearances for our medical device products, or if suc
Page 18 - Our suppliers or we may fail to comply with the FDA quality system regulation.
Page 19 - If we fail to comply with health care regulations, we could face substantial penalties and our busin
Page 20 - The application of state certificate of need regulations and compliance with federal and state licen
Page 21 - Our growth will place a significant strain on our resources, and if we fail to manage our growth, ou
Page 22 - We have never paid dividends on our capital stock, and we do not anticipate paying any cash dividend
Page 23 - Evolving regulation of corporate governance and public disclosure may result in additional expenses
Page 24 - Our common stock has not been publicly traded, and we expect that the price of our common stock will
Page 25 - You should read this prospectus completely and with the understanding that our actual results may be
Page 26 - USE OF PROCEEDS
Page 27 - CAPITALIZATION
Page 28 - DILUTION
Page 29 - N/A
Page 30 - SELECTED FINANCIAL DATA
Page 31 - N/A
Page 32 - MANAGEMENT S DISCUSSION AND ANALYSIS
Page 33 - N/A
Page 34 - Critical Accounting Policies
Page 35 - Accounting for Stock Issued to Employees,
Page 36 - Goodwill and Other Intangible Assets.
Page 37 - Research and Development Expenses.
Page 38 - Cost of Revenues.
Page 39 - Interest Expense.
Page 40 - Liquidity and Capital Resources
Page 41 - Net cash provided by financing activities.
Page 42 - N/A
Page 43 - Recent Accounting Pronouncements
Page 44 - Share-Based Payment,
Page 45 - N/A
Page 46 - BUSINESS
Page 47 - N/A
Page 48 - Background
Page 49 - N/A
Page 50 - The Stereotaxis Value Proposition
Page 51 - N/A
Page 52 - Business Strategy
Page 53 - Overview of the Stereotaxis System
Page 54 - CARDIODRIVE Automated Catheter Advancer.
Page 55 - N/A
Page 56 - N/A
Page 57 - Collaborations
Page 58 - Siemens Alliance.
Page 59 - J J Alliance.
Page 60 - Customer Service and Support
Page 61 - Sales and Marketing
Page 62 - Step One: System sales.
Page 63 - Reimbursement
Page 64 - N/A
Page 65 - University of Virginia.
Page 66 - Government Regulation
Page 67 - N/A
Page 68 - N/A
Page 69 - N/A
Page 70 - Insurance
Page 71 - SCIENTIFIC ADVISORY BOARD
Page 72 - MANAGEMENT
Page 73 - Douglas M. Bruce
Page 74 - Gregory R. Johnson, Ph.D.,
Page 75 - David J. Parker
Page 76 - Compensation Committee Interlocks and Insider Participation
Page 77 - Executive Compensation
Page 78 - Stock Option Grants in 2003
Page 79 - Limitation of Liability and Indemnification
Page 80 - Agreements with Named Executive Officers
Page 81 - N/A
Page 82 - Employee Benefit Plans
Page 83 - N/A
Page 84 - N/A
Page 85 - N/A
Page 86 - N/A
Page 87 - CERTAIN RELATIONSHIPS AND RELATED PARTY TRANSACTIONS
Page 88 - N/A
Page 89 - Relationship with Siemens
Page 90 - Relationship with J J
Page 91 - Indemnification and Employment Agreements
Page 92 - Other Transactions
Page 93 - PRINCIPAL STOCKHOLDERS
Page 94 - N/A
Page 95 - N/A
Page 96 - N/A
Page 97 - DESCRIPTION OF CAPITAL STOCK
Page 98 - Warrants
Page 99 - Anti-Takeover Provisions of Delaware Law and Charter Provisions
Page 100 - N/A
Page 101 - Nasdaq National Market Listing
Page 102 - SHARES ELIGIBLE FOR FUTURE SALE
Page 103 - N/A
Page 104 - CERTAIN MATERIAL U.S. FEDERAL TAX CONSEQUENCES TO NON-U.S. HOLDERS
Page 105 - Dispositions of Common Stock.
Page 106 - Backup Withholding.
Page 107 - UNDERWRITING
Page 108 - N/A
Page 109 - N/A
Page 110 - VALIDITY OF SECURITIES
Page 111 - STEREOTAXIS, INC.
Page 112 - Report of Independent Auditors
Page 113 - STEREOTAXIS, INC.
Page 114 - STEREOTAXIS, INC.
Page 115 - STEREOTAXIS, INC.
Page 116 - STEREOTAXIS, INC.
Page 117 - STEREOTAXIS, INC.
Page 118 - STEREOTAXIS, INC.
Page 119 - STEREOTAXIS, INC.
Page 120 - STEREOTAXIS, INC.
Page 121 - STEREOTAXIS, INC.
Page 122 - STEREOTAXIS, INC.
Page 123 - STEREOTAXIS, INC.
Page 124 - STEREOTAXIS, INC.
Page 125 - STEREOTAXIS, INC.
Page 126 - STEREOTAXIS, INC.
Page 127 - STEREOTAXIS, INC.
Page 128 - STEREOTAXIS, INC.
Page 129 - STEREOTAXIS, INC.
Page 130 - STEREOTAXIS, INC.
Page 131 - STEREOTAXIS, INC.
Page 132 - STEREOTAXIS, INC.
Page 133 - STEREOTAXIS, INC.
Page 134 - STEREOTAXIS, INC.
Page 135 - STEREOTAXIS, INC.
Page 136 - Part II
Page 137 - N/A
Page 138 - N/A
Page 139 - N/A
Page 140 - N/A
Page 141 - Stereotaxis, Inc.
Page 142 - N/A
Page 143 - SIGNATURES
Page 144 - N/A
Page 145 - EXHIBIT INDEX
Page 146 - N/A
Page 147 - N/A
Subdocument 2 - EX-3.1 - AMENDED AND RESTATED CERTIFICATE OF INCORPORATION
Page 1 - EXHIBIT 3.1
Page 2 - N/A
Page 3 - N/A
Page 4 - N/A
Page 5 - N/A
Page 6 - N/A
Page 7 - N/A
Page 8 - N/A
Page 9 - N/A
Page 10 - N/A
Page 11 - C
Page 12 - N/A
Page 13 - Section 4.
Page 14 - N/A
Page 15 - N/A
Page 16 - N/A
Page 17 - N/A
Page 18 - N/A
Page 19 - VIII
Page 20 - N/A
Page 21 - N/A
Page 22 - N/A
Subdocument 3 - EX-3.2 - BYLAWS OF THE REGISTRANT
Page 1 - BYLAWS
Page 2 - Section 1. Registered Office................................................1
Page 3 - Section 38. Execution of Other Securities..................................16
Page 4 - Section 1. Registered Office. The registered office of the corporation in
Page 5 - N/A
Page 6 - Section 6. Special Meetings.
Page 7 - Section 7. Notice of Meetings. Except as otherwise provided by law or the
Page 8 - Section 10. Voting Rights.
Page 9 - Section 13. Action without Meeting.
Page 10 - Section 15. Number and Term of Office. The number of Directors which shall
Page 11 - Section 18. Resignation. Any Director may resign at any time by delivering
Page 12 - Section 21. Quorum and Voting.
Page 13 - Section 22. Action without Meeting. Unless otherwise restricted by the
Page 14 - Section 25. Organization. At every meeting of the Directors, the Chairman
Page 15 - Section 27. Tenure and Duties of Officers.
Page 16 - Section 28. Delegation of Authority. The Board of Directors may from time
Page 17 - Section 32. Voting of Securities Owned by the Corporation. All stock and
Page 18 - Section 34. Lost Certificates. A new certificate or certificates shall be
Page 19 - Section 37. Registered Stockholders. The corporation shall be entitled to
Page 20 - Section 38. Execution of Other Securities. All bonds, debentures and other
Page 21 - Section 42. Indemnification of Directors, Officers, Employees and Other
Page 22 - N/A
Page 23 - N/A
Page 24 - Section 43. Notices.
Page 25 - N/A
Page 26 - Section 44. Amendments. Except as otherwise set forth in paragraph (i) of
Page 27 - N/A
Page 28 - N/A
Page 29 - Section 46. Loans to Officers. The corporation may lend money to, or
Page 30 - Section 42. [Reserved]"
Page 31 - Section 44 hereof. Except as provided in Section 17, the Directors shall
Page 32 - N/A
Subdocument 4 - EX-3.3 - FORM OF AMENDED AND RESTATED CERTIFICATE OF INC.
Page 1 - EXHIBIT 3.3
Page 2 - N/A
Page 3 - N/A
Page 4 - N/A
Page 5 - N/A
Page 6 - N/A
Page 7 - N/A
Page 8 - N/A
Page 9 - N/A
Subdocument 5 - EX-3.4 - FORM OF AMENDED AND RESTATED BY-LAWS
Page 1 - EXHIBIT 3.4
Page 2 - TABLE OF CONTENTS
Page 3 - Section 16. Number and Term of Office..........................................................
Page 4 - Section 34. Form and Execution of Certificates.................................................
Page 5 - Section 45. Amendments.........................................................................
Page 6 - Section 1. Registered Office. The registered office of the corporation
Page 7 - N/A
Page 8 - N/A
Page 9 - Section 6. Special Meetings. Subject to the rights of the holders of
Page 10 - Section 9. Adjournment and Notice of Adjourned Meetings. Any meeting of
Page 11 - Section 12. Joint Owners of Stock. If shares or other securities having
Page 12 - Section 16. Number and Term of Office. Subject to the rights of the
Page 13 - Section 19. Resignation. Any director may resign at any time by
Page 14 - Section 22. Quorum and Voting.
Page 15 - Section 25. Committees.
Page 16 - Section 26. Organization. At every meeting of the directors, the
Page 17 - N/A
Page 18 - Section 29. Delegation of Authority. The Board of Directors may from
Page 19 - Section 34. Form and Execution of Certificates. Certificates for the
Page 20 - Section 36. Transfers.
Page 21 - Section 39. Execution of Other Securities. All bonds, debentures and
Page 22 - Section 42. Fiscal Year. The fiscal year of the corporation shall be
Page 23 - N/A
Page 24 - N/A
Page 25 - Section 44. Notices.
Page 26 - Section 45. Amendments. Subject to paragraph (h) of Section 43 of the
Subdocument 6 - EX-4.2 - 2ND AMENDED AND RESTATED STOCKHOLDERS' AGREEMENT
Page 1 - N/A
Page 2 - N/A
Page 3 - N/A
Page 4 - N/A
Page 5 - N/A
Page 6 - N/A
Page 7 - ADVENT PARTNERS HLS II LIMITED PARTNERSHIP
Page 8 - N/A
Page 9 - FERI TRUST GMBH
Page 10 - N/A
Page 11 - N/A
Page 12 - MITSUBISHI INTERNATIONAL CORPORATION
Page 13 - N/A
Page 14 - N/A
Page 15 - MITSUBISHI CORPORATION
Subdocument 7 - EX-4.3 - 4TH AMENDED/RESTATED INVESTORS RIGHTS AGREEMENT
Page 1 - N/A
Page 2 - SECTION 1. REGISTRATION RIGHTS
Page 3 - N/A
Page 4 - N/A
Page 5 - N/A
Page 6 - N/A
Page 7 - N/A
Page 8 - N/A
Page 9 - Section 1, provided that (a) such transferee or assignee acquires at least
Page 10 - N/A
Page 11 - SECTION 2. COVENANTS OF THE COMPANY
Page 12 - N/A
Page 13 - SECTION 3. MISCELLANEOUS
Page 14 - N/A
Page 15 - N/A
Page 16 - N/A
Page 17 - N/A
Page 18 - N/A
Page 19 - FERI TRUST GMBH
Page 20 - N/A
Page 21 - MITSUBISHI INTERNATIONAL CORPORATION
Page 22 - N/A
Page 23 - N/A
Page 24 - N/A
Page 25 - MITSUBISHI CORPORATION
Subdocument 8 - EX-4.4 - JOINDER AGREEMENT
Page 1 - Section 1.2(d) of the Purchase Agreement;
Page 2 - N/A
Page 3 - N/A
Page 4 - N/A
Page 5 - N/A
Subdocument 9 - EX-4.5 - JOINDER AND AMENDMENT
Page 1 - JOINDER AND AMENDMENT AGREEMENT
Page 2 - N/A
Page 3 - SIEMENS AKTIENGESELLSCHAFT
Page 4 - AMPERSAND 1999 LIMITED PARTNERSHIP
Page 5 - N/A
Page 6 - N/A
Page 7 - N/A
Page 8 - FERI TRUST GMBH
Page 9 - N/A
Page 10 - N/A
Page 11 - SANDERLING II LIMITED PARTNERSHIP
Page 12 - N/A
Page 13 - N/A
Page 14 - MITSUBISHI CORPORATION
Subdocument 10 - EX-4.6 - 2ND JOINDER AND AMENDMENT
Page 1 - SECOND JOINDER AND AMENDMENT AGREEMENT
Page 2 - Section 4(b) of the Stockholders' Agreement, the Company reserves the right to
Page 3 - N/A
Page 4 - N/A
Page 5 - N/A
Page 6 - N/A
Page 7 - N/A
Page 8 - FERI TRUST GMBH
Page 9 - N/A
Page 10 - N/A
Page 11 - MITSUBISHI INTERNATIONAL CORPORATION
Page 12 - N/A
Page 13 - N/A
Page 14 - MITSUBISHI CORPORATION
Subdocument 11 - EX-4.7 - 3RD JOINDER AND AGREEMENT
Page 1 - THIRD JOINDER AND AMENDMENT AGREEMENT
Page 2 - Section 2(c), the Stockholders shall take, or cause to be taken, all action
Page 3 - N/A
Page 4 - N/A
Page 5 - N/A
Page 6 - N/A
Page 7 - N/A
Page 8 - N/A
Page 9 - N/A
Page 10 - N/A
Page 11 - MITSUBISHI INTERNATIONAL CORPORATION
Page 12 - N/A
Page 13 - N/A
Page 14 - MITSUBISHI CORPORATION
Page 15 - N/A
Page 16 - N/A
Subdocument 12 - EX-4.8 - FORM OF WARRANT AGREEMENT
Page 1 - EXHIBIT 4.8
Page 2 - N/A
Page 3 - N/A
Page 4 - N/A
Page 5 - N/A
Page 6 - N/A
Page 7 - EXHIBIT A
Subdocument 13 - EX-4.9 - WARRANT AGREEMENT
Page 1 - Section 1.1, Holder may from time to time convert this Warrant, in whole or in
Page 2 - N/A
Page 3 - N/A
Page 4 - N/A
Page 5 - N/A
Page 6 - Section 1.3 above is greater than the Exercise Price in effect on such date,
Page 7 - APPENDIX 1
Subdocument 14 - EX-4.10 - FORM OF WARRANT AGREEMENT
Page 1 - EXHIBIT 4.10
Page 2 - N/A
Page 3 - N/A
Page 4 - N/A
Page 5 - N/A
Page 6 - N/A
Page 7 - EXHIBIT A
Subdocument 15 - EX-4.11 - FORM OF WARRANT AGREEMENT
Page 1 - Section 5.B hereof. In the event of such a deemed exercise, the Fair Market
Page 2 - Section 1 hereof).
Page 3 - N/A
Page 4 - N/A
Page 5 - N/A
Page 6 - N/A
Page 7 - EXHIBIT A
Subdocument 16 - EX-4.12 - 8% CONVERTIBLE PROMISORRY NOTE
Page 1 - EXHIBIT 4.12
Page 2 - N/A
Page 3 - N/A
Page 4 - N/A
Page 5 - Section 9 below, the rights and obligations of the Company and the Holder of
Page 6 - N/A
Page 7 - N/A
Subdocument 17 - EX-4.13 - WARRANT AGREEMENT
Page 1 - EXHIBIT 4.13
Page 2 - Section 2.2 shall similarly apply to successive reclassifications, exchanges,
Page 3 - N/A
Page 4 - N/A
Page 5 - N/A
Page 6 - Section 1.3 above is greater than the Exercise Price in effect on such date,
Page 7 - APPENDIX 1
Subdocument 18 - EX-4.14 - WARRANT AGREEMENT
Page 1 - EXHIBIT 4.14
Page 2 - N/A
Page 3 - N/A
Page 4 - N/A
Page 5 - N/A
Page 6 - Section 4 1.9 of the Company's Third Amended and Restated Investor Rights
Page 7 - N/A
Page 8 - N/A
Page 9 - N/A
Page 10 - SILICON VALLEY BANK
Page 11 - APPENDIX 1
Page 12 - APPENDIX 2
Subdocument 19 - EX-10.1 - 1994 STOCK OPTION PLAN
Page 1 - EXHIBIT 10.1
Page 2 - N/A
Page 3 - N/A
Page 4 - Section 16 of the Exchange Act and to eligible persons with respect to whom the
Page 5 - N/A
Page 6 - N/A
Page 7 - N/A
Page 8 - N/A
Page 9 - N/A
Page 10 - N/A
Page 11 - N/A
Page 12 - N/A
Page 13 - N/A
Page 14 - N/A
Page 15 - Section 260.141.12 of these rules), except:
Page 16 - Section 25110 of the Code buy exempt from that qualification requirement by
Page 17 - N/A
Page 18 - N/A
Page 19 - N/A
Page 20 - EXHIBIT B
Page 21 - N/A
Page 22 - N/A
Page 23 - N/A
Page 24 - N/A
Page 25 - N/A
Page 26 - N/A
Page 27 - EXHIBIT C
Page 28 - N/A
Page 29 - N/A
Page 30 - N/A
Page 31 - N/A
Page 32 - N/A
Page 33 - N/A
Subdocument 20 - EX-10.2 - 2002 STOCK INCENTIVE PLAN
Page 1 - EXHIBIT 10.2
Page 2 - Section 9. Shares covered by Awards that either wholly or in part are not
Page 3 - Section 5. Awards may be granted singly, in combination or in tandem. Awards may
Page 4 - section 162(m)(C) thereof, shall consist of objective tests based on one or more
Page 5 - N/A
Page 6 - N/A
Page 7 - N/A
Page 8 - N/A
Page 9 - N/A
Page 10 - N/A
Page 11 - N/A
Page 12 - N/A
Page 13 - N/A
Page 14 - N/A
Page 15 - Section 422 of the Code.
Page 16 - N/A
Page 17 - NOTICE OF PERFORMANCE SHARE AWARD
Page 18 - N/A
Page 19 - N/A
Page 20 - N/A
Page 21 - N/A
Page 22 - N/A
Page 23 - N/A
Page 24 - Section 3 of the Stereotaxis, Inc. 2002 Stock Incentive Plan was amended on
Subdocument 21 - EX-10.3 - 2004 EMPLOYEE STOCK PURCHASE PLAN
Page 1 - EXHIBIT 10.3
Page 2 - N/A
Page 3 - N/A
Page 4 - N/A
Page 5 - Section 10 hereof. A Participant may discontinue his or her participation in the
Page 6 - N/A
Page 7 - Section 15 hereof, and such Participant's option shall be automatically
Page 8 - Section 10.
Page 9 - N/A
Page 10 - Section 19, no such termination can affect options previously granted, provided
Page 11 - N/A
Page 12 - Section 423 or applicable Treasury regulations.
Page 13 - EXHIBIT A
Page 14 - N/A
Page 15 - N/A
Page 16 - EXHIBIT B
Subdocument 22 - EX-10.4 - 2002 NON-EMPLOYEE DIRECTORS' STOCK PLAN
Page 1 - EXHIBIT 10.4
Page 2 - N/A
Page 3 - Section 13(d) or 14(d) of the Securities Exchange Act of 1934, as amended (the
Page 4 - N/A
Page 5 - N/A
Subdocument 23 - EX-10.5 - EMPLOYMENT AGREEMENT
Page 1 - EXHIBIT 10.5
Page 2 - N/A
Page 3 - N/A
Page 4 - Section 83 of the Internal Revenue Service of 1986, as amended (the "Code"),
Page 5 - N/A
Page 6 - N/A
Page 7 - N/A
Page 8 - EMPLOYEE
Page 9 - EXHIBIT A
Page 10 - N/A
Page 11 - N/A
Page 12 - N/A
Page 13 - N/A
Page 14 - N/A
Subdocument 24 - EX-10.6 - EMPLOYMENT AGREEMENT
Page 1 - EXHIBIT 10.6
Page 2 - N/A
Page 3 - N/A
Page 4 - N/A
Page 5 - EXHIBIT A
Page 6 - N/A
Page 7 - N/A
Page 8 - N/A
Page 9 - N/A
Subdocument 25 - EX-10.7 - EMPLOYMENT AGREEMENT
Page 1 - EXHIBIT 10.7
Page 2 - N/A
Page 3 - N/A
Page 4 - MELISSA WALKER
Page 5 - EXHIBIT A
Page 6 - N/A
Page 7 - N/A
Page 8 - N/A
Page 9 - N/A
Subdocument 26 - EX-10.8 - EMPLOYMENT AGREEMENT
Page 1 - EXHIBIT 10.8
Page 2 - N/A
Page 3 - N/A
Page 4 - N/A
Page 5 - EMPLOYEE
Page 6 - CONFIDENTIALITY AND NONCOMPETE AGREEMENT
Page 7 - N/A
Page 8 - N/A
Page 9 - N/A
Page 10 - N/A
Page 11 - N/A
Page 12 - N/A
Subdocument 27 - EX-10.14 - FORM OF INDEMNIFICATION AGREEMENT
Page 1 - EXHIBIT 10.14
Page 2 - Section 1. Generally.
Page 3 - Section 2. Successful Defense; Partial Indemnification. To the extent
Page 4 - Section 4. Advance Payment of Expenses; Notification and Defense of
Page 5 - Section 5. Procedure for Indemnification
Page 6 - Section 7. Certain Definitions. For purposes of this Agreement, the
Page 7 - Section 145 of the General Corporation Law of the State of Delaware or
Page 8 - Section 9. Certain Settlement Provisions. The Corporation shall have no
Page 9 - Section 12. Form and Delivery of Communications. Any notice, request or
Page 10 - Section 16. Interpretation of Agreement. It is understood that the
Page 11 - Section 23. Employment Rights. Nothing in this Agreement is intended to
Subdocument 28 - EX-10.15 - LEASE
Page 1 - EXHIBIT 10.15
Page 2 - N/A
Page 3 - N/A
Page 4 - N/A
Page 5 - N/A
Page 6 - N/A
Page 7 - N/A
Page 8 - N/A
Page 9 - N/A
Page 10 - N/A
Page 11 - N/A
Page 12 - N/A
Page 13 - N/A
Page 14 - EXHIBIT A
Page 15 - N/A
Page 16 - N/A
Page 17 - N/A
Page 18 - N/A
Page 19 - N/A
Subdocument 29 - EX-10.17 - EMPLOYMENT AGREEMENT
Page 1 - N/A
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Page 4 - EXHIBIT A
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Subdocument 30 - EX-10.21 - LOAN AND SECURITY AGREEMENT
Page 1 - EXHIBIT 10.21
Page 2 - TABLE OF CONTENTS
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Page 4 - LOAN AND SECURITY AGREEMENT
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Page 6 - 3 CONDITIONS OF LOAN
Page 7 - 5 REPRESENTATIONS AND WARRANTIES
Page 8 - 6 AFFIRMATIVE COVENANTS
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Page 12 - 8 EVENTS OF DEFAULT
Page 13 - 9 BANK'S RIGHTS AND REMEDIES
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Page 15 - 10 NOTICES
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Page 17 - 13 DEFINITIONS
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Page 22 - SILICON VALLEY BANK
Page 23 - SCHEDULE OF PENDING LITIGATION
Page 24 - SCHEDULE OF PERMITTED INDEBTEDNESS
Page 25 - SCHEDULE OF PERMITTED INVESTMENTS
Page 26 - SCHEDULE OF PERMITTED LIENS
Page 27 - EXHIBIT A
Page 28 - EXHIBIT B
Page 29 - EXHIBIT C
Subdocument 31 - EX-10.22 - LOAN MODIFICATION AGREEMENT
Page 1 - EXHIBIT 10.22
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Subdocument 32 - EX-10.23 - SECOND LOAN MODIFICATION AGREEMENT
Page 1 - SECTION 13.1 DEFINITIONS, is hereby amended by deleting the last
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Subdocument 33 - EX-10.24 - LOAN AND SECURITY AGREEMENT
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Page 2 - TABLE OF CONTENTS
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Page 4 - N/A
Page 5 - 3 CONDITIONS OF LOAN
Page 6 - 5 REPRESENTATIONS AND WARRANTIES
Page 7 - 6 AFFIRMATIVE COVENANTS
Page 8 - N/A
Page 9 - 7 NEGATIVE COVENANTS
Page 10 - N/A
Page 11 - 8 EVENTS OF DEFAULT
Page 12 - 9 BANK'S RIGHTS AND REMEDIES
Page 13 - N/A
Page 14 - 10 NOTICES
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Page 21 - SILICON VALLEY BANK
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Page 24 - EXHIBIT A
Page 25 - EXHIBIT B.
Subdocument 34 - EX-10.25 - SECOND LOAN MODIFICATION AGREEMENT
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Subdocument 35 - EX-10.26 - THIRD LOAN MODIFICATION AGREEMENT
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Subdocument 36 - EX-10.27 - FOURTH LOAN MODIFICATION AGREEMENT
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Page 5 - SILICON VALLEY BANK
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Subdocument 37 - EX-10.30 - PROMISSORY NOTE
Page 1 - EXHIBIT 10.30
Page 2 - BORROWER
Subdocument 38 - EX-23.1 - CONSENT OF ERNST & YOUNG LLP
Page 1 - EXHIBIT 23.1
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