AND EXCHANGE COMMISSION
Section 13 or 15(d) of the
Exchange Act of 1934
of report (Date of earliest event reported): August 7, 2018
Name of Registrant as Specified in Its Charter)
or Other Jurisdiction of Incorporation)
Employer Identification No.)|
Forest Park Avenue, Suite 100, St. Louis, Missouri
of Principal Executive Offices)
Telephone Number, Including Area Code)
Name or Former Address, if Changed Since Last Report)
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)|
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)|
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))|
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))|
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
growth company [ ]
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
2.02 Results of Operations and Financial Condition
August 7, 2018, Stereotaxis, Inc. (the “Company”) issued a press release (the “Earnings Press Release”)
setting forth its financial results for the second quarter of fiscal year 2018. A copy of the Earnings Press Release is being
filed as Exhibit 99.1 hereto, and the statements contained therein are incorporated by reference herein.
Statements and Additional Information
are made herein or incorporated herein that are “forward-looking statements” as defined by the Securities and Exchange
Commission (the “SEC”). All statements, other than statements of historical fact, included or incorporated herein
that address activities, events or developments that the Company expects, believes or anticipates will or may occur in the future
are forward-looking statements. These statements are not guarantees of future events or the Company’s future performance
and are subject to risks, uncertainties and other important factors that could cause events or the Company’s actual performance
or achievements to be materially different than those projected by the Company. For a full discussion of these risks, uncertainties
and factors, the Company encourages you to read its documents on file with the SEC. Except as required by law, the Company does
not intend to update or revise its forward-looking statements, whether as a result of new information, future events or otherwise.
accordance with General Instruction B.2. of Form 8-K, the information contained in Item 2.02 and Exhibit 99.1 attached hereto
shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange
Act”), or otherwise subject to the liabilities of that section, nor shall they be deemed incorporated by reference in any
filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference
in such a filing.
9.01 Financial Statements and Exhibits
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
August 7, 2018
Martin C. Stammer |